Proprietary trading

Results: 221



#Item
131Financial regulation / 73rd United States Congress / Economy of the United States / Financial economics / Securities Exchange Act / U.S. Securities and Exchange Commission / Chicago Stock Exchange / Financial Industry Regulatory Authority / Proprietary trading / United States securities law / Self-regulatory organizations / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]July 23, 2013 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness

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Source URL: www.sec.gov

Language: English - Date: 2013-07-23 19:39:13
132Economics / United States federal banking legislation / Volcker Rule / Dodd–Frank Wall Street Reform and Consumer Protection Act / Paul Volcker / Hedge fund / Bank / Proprietary trading / Office of the Comptroller of the Currency / Financial economics / Finance / Systemic risk

Status of the Volcker Rule

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Source URL: www.ots.treas.gov

Language: English - Date: 2014-09-07 08:45:07
133Investment / Finance / Stock market / Chicago Stock Exchange / Securities Exchange Act / Futures contract / Regulation NMS / Proprietary trading / Form 144 / Financial economics / Financial markets / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]July 19, 2013 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness

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Source URL: www.sec.gov

Language: English - Date: 2013-07-19 21:35:16
134Economics / United States federal banking legislation / Volcker Rule / Dodd–Frank Wall Street Reform and Consumer Protection Act / Paul Volcker / Hedge fund / Bank / Proprietary trading / Office of the Comptroller of the Currency / Financial economics / Finance / Systemic risk

Status of the Volcker Rule

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Source URL: www.occ.gov

Language: English - Date: 2014-08-31 08:45:09
135Systemic risk / Financial markets / United States federal banking legislation / Volcker Rule / Proprietary trading / Investment banking / Hedge fund / Dodd–Frank Wall Street Reform and Consumer Protection Act / Late-2000s financial crisis / Financial economics / Economics / Finance

COMMENTARY ON THE RESTRICTIONS ON PROPRIETARY TRADING BY INSURED DEPOSITARY INSTITUTIONS By Paul A. Volcker Full discussion by the public, and particularly by directly affected institutions, on the proposed regulations i

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Source URL: online.wsj.com

Language: English - Date: 2012-02-13 12:11:35
136United States federal banking legislation / Systemic risk / Financial markets / Volcker Rule / Dodd–Frank Wall Street Reform and Consumer Protection Act / Hedge fund / Investment banking / Liquidity risk / Proprietary trading / Financial economics / Finance / Economics

JPMC Comment Letter on Volcker Rule

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Source URL: www.sec.gov

Language: English - Date: 2012-02-14 11:59:21
137Systemic risk / Dodd–Frank Wall Street Reform and Consumer Protection Act / Hedge fund / Volcker Rule / U.S. Securities and Exchange Commission / Bank / Hedge / Proprietary trading / Commodity Futures Modernization Act / Financial economics / Finance / Economics

Fact Sheet: Final Rules to Implement the “Volcker Rule”

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Source URL: www.occ.gov

Language: English - Date: 2014-08-31 08:43:54
138Investment / High-frequency trading / Algorithmic trading / Flash Crash / Day trading / Trading strategy / Trading room / Proprietary trading / London Stock Exchange / Financial markets / Financial economics / Finance

Equity Market Structure Literature Review Part II: High Frequency Trading By Staff of the Division of Trading and Markets 1 U.S. Securities and Exchange Commission March 18, 2014

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Source URL: www.sec.gov.

Language: English - Date: 2014-03-18 13:55:55
139Financial markets / United States federal banking legislation / Systemic risk / 111th United States Congress / Dodd–Frank Wall Street Reform and Consumer Protection Act / Presidency of Barack Obama / Proprietary trading / Trading room / Volcker Rule / Financial economics / Finance / Investment

January 2014 © 2014 Morrison & Foerster LLP | All Rights Reserved | mofo.com | Last updated Jan. 21, 2014 A User’s Guide to The Volcker Rule

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Source URL: www.iflr.com

Language: English - Date: 2014-02-05 10:49:52
140Systemic risk / Economics / Investment banking / Dodd–Frank Wall Street Reform and Consumer Protection Act / Hedge fund / Volcker Rule / Paul Volcker / Proprietary trading / Wall Street reform / Financial economics / Finance / United States federal banking legislation

Client Alert December 12, 2013 The Volcker Rule: Impact of the Final Rule on Foreign Banking

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Source URL: www.iflr.com

Language: English - Date: 2014-02-05 10:45:00
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